Securities Law
Wolper Law Firm P.A. Fort Lauderdale, FL (Law Firm Newswire) June 14, 2019 – Wolper Law Firm, P.A. announces that it is investigating brokerage firm Buckman, Buckman & Reid regarding its investment sales practices with retail customers. Buckman, Buckman & Reid is a brokerage firm founded in 1988 by H. John Buckman and John Reid.…
Continue readingWolper Law Firm P.A. Fort Lauderdale, FL (Law Firm Newswire) August 19, 2019 – GPB Capital Holdings is at the center of a government investigation, facing claims the company is nothing more than an elaborate Ponzi scheme. In 2013, GPB Capital Holdings was formed, with a focus on returning high single-digit returns to investors through…
Continue readingWolper Law Firm P.A. Fort Lauderdale, FL (Law Firm Newswire) June 19, 2019 – The Wolper Law Firm is currently investigating potential claims against various brokerage firms that received a total of $100 million in commissions by recommending their clients invest in private placement securities issued by GPB Capital Holdings. GPB Capital Holdings, LLC is…
Continue readingWolper Law Firm P.A. Fort Lauderdale, FL (Law Firm Newswire) August 29, 2019 – The Wolper Law Firm, P.A. is expanding its investigation of brokerage firms and financial advisors who sold market linked certificates of deposit (“Market Linked CDs”) a/k/a structured certificates of deposit (“Structured CDs”), adjustable rate certificates of deposit (“Adjustable Rate CDs”) and…
Continue readingSPIRE LAW Orlando, FL (Law Firm Newswire) April 8, 2020 – The Coronavirus Aid, Relief, and Economic Security Act’s (CARES Act’s) Paycheck Protection Program (PPP) loan is an excellent opportunity for businesses with less than 500 employees to take on low interest and forgivable (i.e. they don’t have to be paid back) loans. To help…
Continue readingReif Law Group Los Angeles, CA (Law Firm Newswire) March 04, 2022 – Reif Law Group, P.C. (RLG), California’s preeminent boutique trial and litigation law firm for securities and business disputes, is pleased to announce the promotion of Rachel D. Dardashti to partner. “Rachel is a talented and polished attorney who serves as a forceful…
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The Securities and Exchange Commission today charged Silver Edge Financial LLC, Equity Acquisition Company Ltd. (EAC), the owners of both companies, and sales staff of Silver Edge Financial with unregistered broker-dealer activity relating to their sales… Full report at: Read More
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The Securities and Exchange Commission today announced settled charges against Oregon-based freight transportation supply company, The Greenbrier Companies Inc., and its founder and former CEO and Chairman, William A. Furman, for failing to disclose… Full report at: Read More
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The Securities and Exchange Commission today charged Terren S. Peizer, Executive Chairman of the Santa Monica, California-based healthcare treatment company Ontrak Inc., with insider trading for selling more than $20 million of Ontrak stock between May… Full report at: Read More
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Pursuant to Section 31(j)(2) of the Securities Exchange Act of 1934, the Commission has determined that a mid-year adjustment to the Section 31 fee rate for fiscal year 2023 is not required. These adjustments do not directly affect the amount of funding… Full report at: Read More
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