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Tina Diamantopoulos Named Regional Director of Chicago Office

The Securities and Exchange Commission today announced that Tina Diamantopoulos has been named Director of the Chicago Regional Office, the Commission’s second-largest regional office. Ms.…

SEC Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer Information

The Securities and Exchange Commission today announced the adoption of amendments to Regulation S-P to modernize and enhance the rules that govern the treatment of…

SEC Staff Publishes New Investment Adviser Statistics Report

The staff of the Securities and Exchange Commission today published a new report of Investment Adviser Statistics, which is based on aggregated data filed by…

SEC Seeks Candidates for Small Business Capital Formation Advisory Committee

The Securities and Exchange Commission is seeking candidates to fill a limited number of vacancies on the agency’s Small Business Capital Formation Advisory Committee, which…

SEC Charges Hudson Valley Wealth Management Advisory Firm and Founder for Failing to Disclose Conflicts of Interest

The Securities and Exchange Commission today announced settled charges against New York-based registered investment adviser Hudson Valley Wealth Management Inc. and its founder, Christopher Conover,…

Briskman Briskman & Greenberg Releases Free Ebook on Navigating Dog Bite Injuries in Illinois

Chicago, Illinois – Briskman Briskman & Greenberg, a prominent dog bite injury law firm in Chicago, has announced the release of a new free ebook…

Briskman Briskman & Greenberg Releases Free Ebook on Navigating Dog Bite Injuries in Illinois

Chicago, Illinois – Briskman Briskman & Greenberg, a prominent dog bite injury law firm in Chicago, has announced the release of a new free ebook…

Simeone & Miller Presents The “Good Lawyers / Good People Scholarship”

Washington, DC – Simeone & Miller LLP is thrilled to offer the “Good Lawyers / Good People Scholarship.” This scholarship program recognizes and supports aspiring…

Simeone & Miller Presents The “Good Lawyers / Good People Scholarship”

Washington, DC – Simeone & Miller LLP is thrilled to offer the “Good Lawyers / Good People Scholarship.” This scholarship program recognizes and supports aspiring…

SEC, FinCEN Propose Customer Identification Program Requirements for Registered Investment Advisers and Exempt Reporting Advisers

Today the Securities and Exchange Commission and the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) jointly proposed a new rule that would…