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West Virginia Man Charged with Wire Fraud in Elder Justice Case

West Virginia Man Charged with Wire Fraud in Elder Justice Case

From the U.S. Attorney’s Office, Northern District of West Virginia MARTINSBURG, WEST VIRGINIA – Joseph M. Beach, age 54, of Inwood, West Virginia, has been…

SEC Charges Cash Flow King Podcast Host with Perpetrating $11 Million Ponzi Scheme

SEC Charges Cash Flow King Podcast Host with Perpetrating $11 Million Ponzi Scheme

The Securities and Exchange Commission today charged Matthew Motil, host of the podcast, “The Cash Flow King,” for fraudulently raising approximately $11 million from more…

SEC Charges GTT Communications for Disclosure Failures

SEC Charges GTT Communications for Disclosure Failures

The Securities and Exchange Commission today charged GTT Communications, Inc. with failing to disclose material information about unsupported adjustments the company made in several Commission…

Deutsche Bank Subsidiary DWS to Pay $25 Million for Anti-Money Laundering Violations and Misstatements Regarding ESG Investments

Deutsche Bank Subsidiary DWS to Pay $25 Million for Anti-Money Laundering Violations and Misstatements Regarding ESG Investments

The Securities and Exchange Commission today charged registered investment adviser DWS Investment Management Americas Inc. (DIMA or DWS), a subsidiary of Deutsche Bank AG, in…

ECFX Welcomes Six Exceptional New Team Members to Drive Innovation and Growth

Venice, California – ECFX, the leader in electronic court notice management for law firms, proudly announces the addition of six outstanding professionals to its esteemed…

SEC Charges Private Equity Fund Adviser American Infrastructure Funds for Breaching Its Duties

SEC Charges Private Equity Fund Adviser American Infrastructure Funds for Breaching Its Duties

The Securities and Exchange Commission today announced that American Infrastructure Funds LLC (AIM), a Foster City, California-based registered investment adviser to private funds, agreed to…

SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations

SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations

The Securities and Exchange Commission today announced settled charges against broker-dealer Citadel Securities LLC for violating a provision of Regulation SHO, the regulatory framework designed…

Goldman to Pay SEC $6 Million in Penalties for Providing Deficient Blue Sheet Data

Goldman to Pay SEC $6 Million in Penalties for Providing Deficient Blue Sheet Data

The Securities and Exchange Commission today announced settled charges against Goldman Sachs & Co. LLC for failing to provide complete and accurate securities trading information,…

SEC Charges Mexico-based Company, its CEO, and Four Individuals in Ponzi Scheme Targeting Spanish-Speaking U.S. Investors

SEC Charges Mexico-based Company, its CEO, and Four Individuals in Ponzi Scheme Targeting Spanish-Speaking U.S. Investors

The Securities and Exchange Commission today announced charges against Mexico-based company Aras Investment Business Group S.A.P.I. de C.V., its CEO Armando Gutierrez Rosas, and four…

Super Lawyers® Names Justin Nematzadeh NY Metro Rising Star 2023

New York, New York – Nematzadeh PLLC announced today that Super Lawyers® has included Founder and Managing Attorney, Justin S. Nematzadeh, in its listing of…